Justin Anuario

Justin has been with our firm for 23 years, starting as a Compliance Examiner where he performed branch exams, trade reviews, customer complaint investigations, and retail communication/correspondence reviews. Over the years, he advanced into leadership roles and ultimately served as Vice President of Compliance. In that position, Justin oversaw the branch exam and surveillance programs and managed the registration department, guiding day-to-day activities within the compliance team. He holds an impressive list of licenses, including FINRA Series 4, 7, 24, 52, 53, 66, 79, and 99, through LPL Financial, as well as a Life and Annuity license.

Justin’s leadership and regulatory knowledge have been instrumental in maintaining the firm’s standards and supporting advisors through complex requirements. His ability to manage multiple functions and mentor team members has made him a valued resource across the organization.

Outside of work, Justin enjoys cheering on his favorite sports teams (Giants, Knicks, Yankees), watching TV, and spending time with his family.